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B/D PROFILES

Independent Broker-Dealers 2008
(June 2008 Financial Advisor Magazine)


Listings Ranked By Gross Revenue

AIG Advisors
Berthel Fisher
Cadaret, Grant & Co., Inc.
Capital Analysts Incorporated
Centaurus Financial Inc.
Commonwealth Financial Network
FSC Securities Corporation
Geneos Wealth Manangement Inc.
InterSecurities, Inc.
Investors Capital Corporation
LPL Financial
National Financial
Questar Capital
Royal Alliance
Securities America, Inc.
United Planners Financial Services
 

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Quick Poll

Will the economic recovery be:
 
When the IRS Comes Auditing
Our writer tells how he learned to greatly appreciate his financial advisor when he faced the classic taxpayer's nightmare: an audit.
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Ask The Right Questions
That’s when opportunities emerge with clients and we solidify our bonds with them. Unfortunately, most advisors don't ask about parental care responsibilities.
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Managing Retirement Income
Building a cash flow reserve ladder can help retirees avoid having to sell assets at the wrong time.
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Retirement: It's Back To Basics For Many
Americans are thinking less about a dream retirement and more about meeting basic needs. They especially are asking how to have a guaranteed income stream for retirement.
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A Thin Line Between Moxie And Malfeasance

While the Galleon probe might seem fantastically remote, another insider trading case sends a very sobering message to those who routinely seek out market information to gain an extra edge.

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Discussion

Should all advisors fall under one self-regulatory organization and could that happen on Mary Schapiro’s watch?

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