Business Transitions

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Marron's Lightyear Buys Majority Stake In Midwestern RIA, Looks At Others

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After selling Cetera for $1.6 billion, Don Marron's PE firm acquires a majority stake in a Wealth Enhancement Group with $4.8 billion in AUM and looks at other RIAs.

Buckingham Asset Management Continues Expansion

by FA Staff

Classic Capital joins Buckingham Asset Management as a Focus Financial partner.

Ex-Fed Chair Bernanke Joins Hedge Fund Citadel As Advisor

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Ben Bernanke, the former Federal Reserve chairman and one of the world's most closely watched economic thinkers, is joining one of the most successful hedge funds as an advisor.

Top SEC Compliance Chief To Leave Agency This Month

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Andrew Bowden, head of the agency’s compliance and examinations office, will return to the private sector.

Wealth Manager HighTower Hires Eight-Member Team From Morgan Stanley

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Chicago-based independent wealth management firm HighTower Advisors said it has hired an eight-member team which managed about $750 million.

The Fiduciary Group Joins Focus Financial

by FA News

The Fiduciary Group brings $600 million in AUM and growth potential to the partnership.

The Next Rung

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Faced with higher costs and tepid recruiting, broker-dealers want to grow organically—and smarter.

A Smooth Transition

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Advisors need a succession plan so they don’t put themselves—or their clients—at risk.

Advisor Network Brings $2B To LPL's RIA Platform

by FA Staff

LPL Financial announced today that the Center for Wealth Planning (CWP), a nationwide network of independent advisors, has joined its RIA custodial platform.

Royal Alliance Acquires Affiliated Advisors Group

by FA Staff

Affiliated Advisors Group is a full service broker-dealer with 33 advisors that manages approximately $600 million in assets.

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