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Business Transitions Articles
The new unit also aims to create a Tiger 21-style network for top RIAs focused on alternative investments.
You may be surprised by some of the things that are now monitored with wireless technology, says IT Brief.
Based in Brookfield, Wis., Freedom Wealth Alliance is a newly launched, independent, hybrid RIA firm that manages $225 million.
Schwab lost a $15 million arbitration case against Morgan Stanley, which it accused of improperly recruiting brokers from a Schwab branch who left with confidential trade secrets.
David Lau, Jefferson National Financial’s chief operating officer, has vacated the post after nine years with the company, company officials confirmed today.
The American College of Financial Services has named Robert R. Johnson, Ph.D., as president and chief executive officer beginning October 1.
The Financial Advocacy Network supports four independent advisory practices with a total of approximately $450 million in client assets.
The FPA today announced that Pamela Sandy has been elected as its president-elect for 2015.
Pimco, Bill Gross’s bond firm that’s expanding into stocks, named Melissa Tuttle as global head of equity trading and added staff in its latest effort to bolster the business.
Triad Advisors has a new platform to assist fee- and commission-based independent financial advisors with regulatory and compliance issues.
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Portfolio Manager Insights
Robo-advisors can teach every advisor about how the next generation of investors likes to work. + Read more
In the face of a relentless bull market in equities, advisors have the difficult task to justify balanced allocations. Here's some help. + Read more