Business Transitions

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Royal Alliance Acquires Affiliated Advisors Group

by FA Staff

Affiliated Advisors Group is a full service broker-dealer with 33 advisors that manages approximately $600 million in assets.

Northwestern Mutual Acquires LearnVest, Reportedly For More Than $250 Million

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Northwestern Mutual has announced that it will acquire LearnVest, a financial planning platform.

Google Hires Morgan Stanley Exec As CFO

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Google Inc. said it hired Ruth Porat, Morgan Stanley’s chief financial officer, to succeed Patrick Pichette as its new CFO in May.

Foothill Securities Adds $1 Billion Firm To Platform

by FA Staff

San Ramon, Calif.-based California Financial Advisors has joined the advisor-owned broker-dealer’s platform.

Lucia Capital Names First Allied's O'Neal As B-D Chief

by FA Staff

Lucia Capital has appointed Tiy O’Neal as president of its broker-dealer arm, Lucia Securities. O’Neal had formerly served as chief operating officer of First Allied Securities.

Head Of Ameriprise's Advisor Group To Leave Post

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Don Froude, president of The Personal Advisers Group for Ameriprise, is stepping down from the position and will focus on field initiatives and other projects.

United Capital Adds Two Board Members

by FA Staff

Andrew Rudd and Arthur Rubinfeld have joined United Capital Financial Partners board of directors.

Schwab Launches Intelligent Portfolios Robo-Advisor

by FA Staff

The automated ETF investment service builds, monitors and rebalances portfolios based on an investor’s goals and risk tolerance.

Many Affluent On Road To Millionaire Status, Fidelity Says

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Emerging affluent investors, as opposed to mass affluent investors, have greater wealth potential and may be on the path to becoming millionaires, according to Fidelity’s latest Millionaire Outlook...

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