Business Transitions

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U.S. Small Business Loan Program Halted As Demand Exceeds Cap

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The Small Business Administration said it reached the $18.75 billion cap for its main loan guarantee program, forcing it to halt the funding of new loans.

Credit Suisse To Shrink Investment Bank To Focus On Wealth Management

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Credit Suisse Group AG will shrink parts of its investment bank and focus on growing in Asia and in wealth management, said its new chief executive officer.

BEAM Joins Securities America

by FA Staff

Missouri and Louisiana firms merge and join Securities America.

Majority Of myCIO Sold To AMG Wealth Partners

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AMG Wealth Partners acquired a majority equity interest in $7 billion myCIO Wealth Partners.

Mariner Wealth Launching Offices In Four New Cities

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Mariner Wealth Advisors has extended its power and reach by planting its flag in St. Louis, San Francisco, Oklahoma City and Scottsdale, Ariz...

Focus Financial Reportedly Preparing S-1 Filing For IPO

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Focus Financial Partners is reportedly preparing to file an S-1 document with the SEC as a precursor to its long-awaited plan to go public, according to industry sources.

Vanguard's Advisory Service Rattles Advisors Who Use Its Funds For Clients

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The Vanguard Group is competing with some of its best customers -- the brokers and advisors who funnel client assets to its funds.

William C. Miller Named Cole Capital CEO After Ezzell Resigns

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William C. Miller was appointed president and CEO of Cole Capital, the investment management business of American Realty Capital Properties Inc., the companies said in a statement Friday.

Stifel to Buy Barclays' Wealth-Management Business in U.S.

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Stifel Financial has made more than two dozen acquisitions since 1997, boosting net revenue every year to build one of the largest U.S. securities firms based outside of New York.

Women Advisors Reach Out To Other Women

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Women financial advisors are continuing efforts to boost their numbers in a business in which they're underrepresented.

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