Business Transitions Articles
Total: 550
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by FA Staff
The new firm delivers trust services for RIAs’ high-net-worth clients
that feature South Dakota’s uniquely beneficial trust and tax laws.
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by
Evan Simonoff
Silvercrest Asset Management, a New York-based RIA, is retesting the IPO waters in an attempt to buy out its largest outside investor, Microsoft cofounder Paul Allen’s Vulcan Capital.
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by FA Staff
Fidelity is launching a program to help registered investment advisors with mergers and acquisitions, including access to financing.
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by
Bloomberg News
Manulife Financial Corp., Canada’s largest insurer, said its John Hancock unit reached a deal to acquire a broker-dealer and investment adviser firm from Symetra Financial Corp. to expand in the...
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by
Karen DeMasters
Commonwealth Financial Network has named Rich Hunter, a 25-year veteran of the firm and most recently its chief financial officer, president and chief operating officer, Commonwealth announced today.
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by FA Staff
Michelle Oroschakoff will be responsible for firm-wide risk management processes and controls, including regulatory compliance, data security and privacy.
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by FA Staff
First Allied Securities has appointed Marissa Fox-Foley as senior managing director of marketing for the independent broker-dealer.
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by FA Staff
Art Tambaro, Royal Alliance's president and CEO, will retire at the end of the year and be succeeded by Dmitry Golden, a longtime member of the independent broker-dealer's senior leadership.
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by FA Staff
Connecticut Wealth Management LLC, an RIA based in Farmington, Conn., has acquired Filomeno Wealth Management LLC of West Hartford, Conn.
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by FA Staff
Roberto Roffo joins firm to expand its municipal fixed-income capabilities.
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