Practice Management

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Baby Boomer Brokers Face Shrinking Market To Sell Businesses

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Some 40 percent of brokers will try to sell their businesses before 2022, potentially flooding the market.

Finra CEO Questions DOL, Outlines Alternative Model B-D Fiduciary Guidelines

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Finra CEO Richard Ketchum says a fiduciary rule is needed because too many brokers are pushing complex financial products on investors without appropriate fee and risk disclosures.

Same-Sex Couples Need Financial, Estate Planning

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The U.S. Supreme Court is set to decide whether same-sex marriage must be allowed in all states, but the decision won't solve all financial issues that same-sex couples face, say experts.

Savant Continues Rapid Growth

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Savant Capital continues its fast-paced growth with the acquisition of Orion Capital Mangement, a boutique investment bank.

The Top Prize For Personal Wealth? Business Owners Own It

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Personal wealth is concentrated in the hands of American business owners -- to such a degree few financial advisors can imagine it.

PBGC Seeks Smaller Asset Managers To Invest $50M-$250M

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The agency that insures private defined-benefit pension plans is looking for smaller firms to manage bond investments.

SEC Proposes Increasing Risk Disclosures By FAs, Funds

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Among them: Advisors would be required to provide information on their social media activities on Form ADV for the first time.

FPA Hosts Program For New Advisors

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FPA Residency 2015 is to help new advisors establish solid careers, says the Financial Planning Association.

JPMorgan: Americans Don't Have Enough Ready Cash To Withstand Shocks

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If the threats of random car repairs, reduced work hours or an emergency hospital visit keep you up at night wondering how you'd make ends meet, you're probably not alone.

TIAA-CREF: College-Educated Hispanics Feel Financially Strapped

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Almost 60 percent of college-educated Hispanics find it difficult to cover their monthly expenses, nearly one-half feel they have taken on too much debt and most are not planning for retirement, says...

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