Jim McConville

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Why 529 Plans Underwhelm Investors

by Jim McConville

With college tuition costs still shooting into the stratosphere, why are so few American families taking advantage of college savings plans?

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Handy To Retire As Cetera Advisor Networks CEO

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Cetera Advisor Networks today announced that company CEO Jack Handy will retire February 28 after joining the firm in April.

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FPC Endorses White Nomination As SEC Chair

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The Financial Planning Coalition has endorsed President Barack Obama’s nomination of Mary Jo White as chairwoman of the Securities and Exchange Commission, calling it a "strong statement in support...

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SEC To Hold National Compliance Event For Broker-Dealers

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The Securities and Exchange Commission is holding a National Compliance Outreach Program that’s to serve as a forum for discussing effective compliance practices for broker-dealers.

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Egan-Jones Barred From Issuing Ratings For 18 Months

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Credit rating company Egan-Jones today consented to a Securities and Exchange Commission order that it be barred for 18 months from rating asset-backed and government securities.

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Former Senator Ben Nelson Named CEO of NAIC

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Former Senator Ben Nelson Named CEO of  NAIC Former Senator Ben Nelson (D-Neb.) has been appointed as chief executive officer of the National Association of Insurance...

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Advisor Retirement Product Picks Vary By Channel, Survey Says

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Advisors' product recommendations for achieving retirement income can depend upon what channel they work in, according to a new survey.

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Monarch Retirement Group Joins Commonwealth Financial

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Monarch Retirement Group has joined Commonwealth Financial Network, bringing with it $250 million in client assets, company official said today.

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Focus Financial Adds $450M AUM

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Focus Financial Partners LLC announced moves by four of its partner firms have added $450 million in assets under management to its network.

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Raymond James To Introduce New Advisor Compensation Plan

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Raymond James & Associates sweetens commissions for employee advisors.

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