Peak Brokerage Services has been selected as the new broker-dealer for KFSG Wealth Management.
Corporate social responsibility executive Dennis Duquette has been appointed head of community responsibility and president of the MassMutual Foundation.
Lightyear Capital-owned Wealth Enhancement Group will buy CLA Financial Advisors.
Retirement Benefits Group, a financial advisory firm in San Diego, has expanded into Hawaii with a Honolulu advisory.
Walther will be head of distribution relationship management.
Raymond James has added a four-person team based in Ponte Vedra Beach, Fla.
Thompson, founder of The Hastings Group, will be a vice president at the CFP Board starting Jan. 2.
U.S. Bank has tapped a State Street and BNY Mellon vet to oversee its wealth management and securities services.
Four advisors set up independent practices with Wells Fargo Advisors Financial Network.
Eric Seidman and Jeff Vigilante have been added to the defined contribution investment only channels.
Phelps is a managing director and head of research at the Prudential company.
Coporate Capital Trust COO Steve Shackelford will resign at the end of the year, to be replaced by Chirag Bhavsar.
Lisa Mallia is a financial advisor in the New Jersey office of Modera.
R. Matthew Freund joins Calamos Investments fixed income, credit and alternative products
The three bring more than $500 million in client assets to Wells Fargo Advisors Financial Network.
A financial firm in Minnetonka, Minn., is now part of LPL Financial's platform.
Jamie Price will become the new CEO of Advisor Group's network of broker-dealers.