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Video-Day1-6-IIW-Attracting the next generation of clients through ESG investing

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Responsible investing has become an attractive choice for investors who seek a personal, values-based connection to their investments...

American Century Investments Hires Head Of New ETF Initiative

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Edward Rosenberg will create the Kansas City, Mo., firm’s new ETF program.

Impax Names Windborne Portfolio Manager

by FA Staff

David Windborne has joined British pension fund firm Impax Asset Management as a senior portfolio manager.

Texas Businessman Takes Investors For $114M Ride, SEC Says

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A Texas businessman allegedly told investors that their money would fund technology to prevent drowsy driving accidents, but in reality he took them on a road to nowhere.

Do-It-Yourself Investors Feel Less Secure, Survey Says

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Americans who manage their own finances may end up paying less in fees, but they usually feel less secure than those who use an advisor, according to a new survey.

Oil And Gas CEO Charged In $68 Million Ponzi Scheme

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The SEC charged Bingqing Yang, CEO of Luca International Group, with targeting the Chinese-American community in California, using the EB-5 Immigrant Investor Program to solicit funds.

RiXtrema's Tool Keeps Nobel Foundation's Eyes On The Portfolio

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The Nobel Foundation has selected RiXtrema's portfolio stress-testing tool to protect its endowment.

Sometimes, Even Techies Want Human Advisors Instead Of Robos, Schwab Says

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While Americans of all ages say technology is a life necessity, many still prefer to interact with people when dealing with their finances—even Millennials, who have grown up with digital...

California Hedge Fund Firm Misused Funds To Pay Operating Expenses, SEC Says

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The SEC announced fines and sanctions against a Santa Barbara, Calif...

Financial Advisor Magazine Digital Edition Apps

Financial Advisor Magazine Digital Edition App...

Alternative Investments Survey 2012

What follows are results of a poll done by Financial Advisor and Private Wealth magazines with SkyBridge Capital on the attitudes of financial advisors about alternative investments...

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Three Simple Social Media Strategies

Are you an advisor who is interested in social media, but do not know how to get started?

RIA Survey 2011 Request

RIA Survey Request Thank you for your interest in our 2011 RIA Survey...

RIA Survey 2012 no fit

Financial Advisor Magazine's 2012 RIA survey

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