November 2005

A Mountain View


A firm finds a new way to help descendants of an ancient culture.

All For Advisors

by Tracey Longo

Custodians are unleashing yet another round of products and services.

Securing Yourself And Clients

by Joel Bruckenstein

Steps to take to prevent identity theft and related security concerns.

Behind The Scenes At Intuit's PortfolioMinder

by Joel Bruckenstein

New portfolio management and reporting platform capable yet inexpensive.

Manager Cautious After Disaster

by Marla Brill

This firm casts a wary eye on the post-Katrina investment landscape.

Daddy, Can I Please Have A Beneficiary-Controlled Trust?

by Eric L. Reiner

An alternative to passing assets outright gains popularity.

Annuities May Cause Problems With Medicaid

by Gail Liberman

Lack of foresight could exclude your client from the program.

Section 409A Can Really Hurt Some Clients

by Richard Huttner

Are your clients at risk from penalties on deferred comp plans?

Thinking In 3-D

by Monroe D. Diefendorf Jr.

3 Dimensional Wealth Planning may help the industry meet challenges.

Are Smart Phones The Right Choice For Your Practice?

by David L. Lawrence

A communications system that fits in your hand.

How to Hire an IT Consultant

by David J. Drucker

When it comes to technology help, what you see isn't always what you get.

When Grandparents Raise Grandchildren


A growing trend requires extra vigilance from advisors.

The Naked Emperor Revisited

by Roy Diliberto

Moving beyond the investment mentality.

The Embattled Broker Exemption Rule

by Tracey Longo

Who will walk the walk?

Is The Savings Rate Reaching Crisis Proportions?

by Raymond Fazzi

No, but overconsumption is a huge problem.

Hedge Funds Continue To Mushroom

by Bruce W. Fraser

But they are attracting closer scrutiny, SIA conference attendees learn.

Rocky Mountain Why?

by Raymond Fazzi and Evan Simonoff

Questions and rumors fly as the CFP Board continues to remake itself.

Chasing The Wrong Clients?

by By: David J. Drucker

Some think that advisors are after the wrong group of wealthy clients

Four Steps To Conquering Discomfort

by Bill Bachrach

Being successful means sometimes doing things that are uncomfortable.

Bang For Your Buck

by Rebecca Pomering

Getting the most value out of your bonus dollars.

A Dangerous Disconnect

by Hannah Shaw Grove and Russ Alan Prince

Many advisors don‚t understand what their wealthy clients want–or need.

Advisor Emporium


MFS Offering Equalized Commissions And Open Architecture MFS Retirement Services Inc...

Editor's Note


How Big Is The Disconnect? A column by Hannah Grove and Russ Prince in last month's issue of...

Frontline News


First Allied To Finance Reps' Acquisitions First Allied Securities is trying to play the long-anticipated consolidation game with a new weapon...

Letters to the Editor


Importance Of Personal Service Your article, "Billion Dollar Babies," profiling examples of successful larger investment advisory firms and what...