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Apple Stock Split Removes Obstacle To Inclusion In Dow Average

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Apple's first split in nine years removes an obstacle to its inclusion in the Dow Jones Industrial Average: its $525 stock price.

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We're Using Enron Laws To Prosecute A Fisherman?

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Did Congress ever think a prosecutor would use Sarbanes-Oxley against a fisherman for allegedly throwing some undersized fish overboard?

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Workers Continue To Save For Retirement, ICI Data Shows

by FA Staff

American workers are contributing to DC plans at about the same rate as they did last year, according to an ICI study.

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Evensky: Clients Are Irrational

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Leading financial advisor Harold Evensky says advisors need to reign in their clients' irrational tendencies.

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Divorce: An Untapped Market For Financial Advisors

by Joseph E. Cordell

Financial advisors are uniquely qualified to play a central role in the divorce process, yet they have failed to adequately market themselves to divorce lawyers, says this attorney.

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SEC Takes Aim At Hedged Mutual Funds’ Leverage, Liquidity

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The SEC is reviewing whether certain alternative mutual funds that mimic riskier hedge-fund strategies are complying with leverage and liquidity rules.

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DC Designation Program Continues Growth, Says Merrill Lynch

by FA Staff

The number of advisors earning the Retirement Benefit Consultant designation from Merrill Lynch has grown to 210 in the past two years.

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Advisors Need Reverse Mortgage Knowledge, Says Lender

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Reverse mortgages should be seen as a financial planning tool, not a product of last resort, says lender.

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Nabbing Crooked Advisor A Trophy For New SEC Investor Advocate

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To prevent future Madoffs, the SEC's first investor advocate says the agency needs to persuade Congress for enough money to examine more than just 9 percent of RIAs annually.

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Convincing Illusions And Invisible Realities

by Gary Stroik

Using performance information without understanding where it came from, or what may have contributed to it, can be dangerous, says the CIO of WBI Funds.

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