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JPMorgan Says Stocks Are So Crowded They May Crack At Any Time

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What will be the sign that the five-month rally in U.S. equities is coming to an end?

BlackRock Gets Legal Warning Over ESG Funds From Mississippi

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BlackRock again faces legal action from a Republican-led state over climate issues.

Senators Urge DOL To Hurry And Finalize Fiduciary Rule

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The rule is needed to protect retirement savers from conflicted advice, Democratic lawmakers said.

AI Is Making Financial Fraud Easier And More Sophisticated, U.S. Treasury Warns

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Recent AI advancements help criminals more realistically impersonate customers.

PGIM Bullet-Proofs Bond Portfolios Even As Traders 'Party On'

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As co-head of fixed income, Greg Peters sees structural changes in bonds amid all the Fed noise.

Robinhood Unveils Credit Card In Further Push Beyond Trading

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The commission-free trading platform is looking to become a broader financial services company.

BlackRock's Fink Looks To Australia For U.S. Pensions Solution

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The chairman of BlackRock warned of a looming retirement crisis in the U.S.

Finra Panel Rules Morgan Stanley Must Pay $3M To Ex-Brokers For Deferred Comp Claims

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A Finra panel found these ex-advisors' deferred compensation was protected by ERISA.

Hightower Counters Ex-Advisor Lawsuit, Says He Stole Company Secrets, Misappropriated Funds

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Hightower says Lars Knudsen was violating his post-sale agreements and creating a hostile work environment.

Betterment Adds Mutual Funds To Custom Portfolios

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The company said thousands of funds have been added to its RIA platform.

Hightower Hit With Another Lawsuit From Affiliated Advisor

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Telos Investment alleges Hightower breached its contract and poached its clients to inflate its potential sale price.

Raymond James Names Shoukry President And Successor CEO To Paul Reilly

by FA Staff

Paul Shoukry, the firm's chief financial officer, will take the CEO reins from Paul Reilly in fiscal 2025.

Caprock Buys Boutique Advisory Grey Street Capital, In First Acquisition

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With $9 billion in assets, Idaho-based Caprock is now starting to expand through acquisitions.

Merit Buys $542M Viren In Washington State

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The Spokane, Wash.-based firm specializes in retirement plans, group employee benefits and life and disability insurance.

LPL Financial Sued For Raiding Advisory Firm

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A Kentucky firm said LPL, its former affiliate, tried to poach its advisors after a falling out.

How Bitcoin ETFs Boost Risk-Adjusted Returns

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Even small allocations to a bitcoin portfolio can improve returns, say these asset management firms.

More Middle Managers Are Being Laid Off

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The latest corporate buzzword is efficiency. That isn't good for middle managers.

UBS Has Better Business Mix Than Morgan Stanley, JPMorgan Says

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This Swiss bank is vying for primacy in global wealth management.

The Burning Question For Clients: Are You Happy?

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Advisors who ask this of clients, listen and adjust the financial plan will transform their practices, she says.

Rogoff Says Biden, Trump Favor 'Blowing Up' U.S. Debt

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The former IMF chief economist said more borrowing will spur volatility in inflation and interest rates.

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