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B/D PROFILES 2011


Independent Broker-Dealers 2011
(April 2011 Financial Advisor Magazine)

Listings Ranked By Gross Revenue

cambridge commonwealth
first allied FSC
Independent Financial Group Investors Capital
LPL-logo MML
MultiFinancial next
Questar Raymond James
Royal Alliance SagePoint
 Sammons Securities America 
SSN Sigma 
 United Planners  

 

 

 

 

 

B/D PROFILES 2011

 

Online Extras

2012 Top Five Areas for M&A Activity in Financial Services
The first quarter of each year often brings a feeling of quiet in the M&A business that can be interpreted as either the calm before a storm of activity, or a signal that the year will be light in terms of transactions.
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Fundamentals Aren’t Enough
Financial advisors can dramatically improve their client relationships by paying more attention to the psychology of decision making than to investment fundamentals.
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Market/Economic Commentary

Raise Taxes On Rich To Reward True Job Creators
In this opinion piece, a venture capitalist makes a case for raising taxes on the rich to benefit the true job creators: the middle class.
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On The Move

The Forum For Sustainable And Responsible Investment Appoints Director
Michelle Clayman, founder of New Amsterdam Partners, joins US SIF board.
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Tactical Allocation Group Names Chief Development Officer
Gene Katz, investment banker and strategic advisor joins TAG.
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