Industry employment attorney Jeff Liddle, founding partner at Liddle & Robinson in New York, echoes that assessment, saying Finra hasn’t supported legal fights he’s had over the years to keep employment cases at Finra. 

“The courts don’t care [about the issue] because the aggrieved party” doesn’t care, Liddle said, “and the aggrieved party here is Finra.”

Finra spokesperson Nancy Condon declined to comment for this article.

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