A Scotrun, Pa., broker and investment advisor representative made more than $2 million in commissions on unsuitable investments or by fabricating records on dozens of clients, according to a complaint filed by the Finra Enforcement Department in early August.

Anthony Diaz worked for 11 different firms since he entered the financial services industry in 2000 and has been fired or asked to resign from six of those firms, according to the complaint. Among his securities law violations are charges he misrepresented to clients why he was leaving the various firms.

He also bought unsuitable variable life insurance investments on behalf of about 80 clients, most of whom were nearing retirement, the complaint says. The funds had large exit fees.

The complaint charges he sold the same investment funds to clients of different ages and with different income requirements without regard to the clients’ needs. He also misrepresented clients’ incomes and wealth levels to make them appear to qualify for certain investments, it added.

The complaint against Diaz also alleges he committed fraud with alternative investments. Diaz told a client he would receive a guaranteed income of 9.1 percent and his original investment would be returned after five years, when the investment made no such guarantee.

The Finra Enforcement Department is asking that Diaz be forced to give up any ill-gotten commissions and make restitution to clients.