The Securities and Exchange Commission has named Andrew Bowden as deputy director of the agency's Office of Compliance Inspections and Examinations (OCIE). Bowden will oversee governance structure, training programs and technology. He will continue to co-chair OCIE's People Committee, which focuses on training, teamwork, and other initiatives to maintain a high-performance culture. Bowden joined the SEC in November 2011 as the national associate director for OCIE's Investment Advisor/Investment Company Examination Program. Prior to that, Bowden worked in private law practice and spent 17 years at Legg Mason.
The Office of Compliance Inspections and Examinations, headquartered in Washington, D.C., conducts inspections and examinations of SEC-registered investment advisors, investment companies, broker-dealers, self-regulatory organizations, clearing agencies, and transfer agents
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