Shaw Financial Services Inc., a firm with approximately $360 million of client assets, has moved onto the LPL Financial LLC broker-dealer and corporate RIA platforms, LPL Financial announced Thursday.
Shaw, with offices in Edmond and Tulsa, Okla., serves both beginning investors and high-net-worth individuals. It is operated by Charlotte Shaw, president, and her husband, Gary Shaw, vice president.
LPL Financial, the nation's largest independent broker-dealer and an RIA custodian, is a wholly owned subsidiary of LPL Financial Holdings Inc. and has 13,400 financial advisors and approximately 700 financial institutions under its umbrella.
Shaw Financial selected LPL for its compliance support and assistance in branding and marketing, among other support services, Charlotte Shaw says.