Raymond Fazzi

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The Top 10 States For Businesses

by FA Staff

A new study ranks state business environments based on new business applications and other factors.

Cetera Financial Acquires S.C. Firm With $312M AUA

by FA Staff

Regal Wealth Advisors in Myrtle Beach has joined Cetera's Summit Financial Networks.

The Best States For Retirement In 2024

by FA Staff

These states were judged the best for retirees' pocketbook and quality of life by WalletHub.

Former Citi, Wells Fargo Rep Faces Criminal Charges For Alleged Movie Fraud

by FA Staff

Helen Caldwell of Chicago swindled three clients out of $1.5 million, prosecutors said.

Dakota Wealth To Acquire Minn. RIA With $400M AUM

by FA Staff

The addition of Ledge Wealth Management will give Dakota about $4.9 billion in client assets under management.

IRS To Waive $1 Billion In Penalties For Millions Of Taxpayers

by FA Staff

Relief will be offered to 4.7 million taxpayers who went delinquent at the height of Covid-19.

CFP Board Names New Head Of Government Relations

by FA Staff

The board also promoted a staffer to head the organization's planner recruitment initiatives.

IRS Delays Implementation Of Lowered 1099-K Reporting Threshold

by FA Staff

The agency said it is also looking to make changes to Form 1040 that would make filing easier for taxpayers.

SEC Sues Calif. Advisor Accused Of Defrauding Elderly Clients Of $2.25M

by FA Staff

Julie Darrah had already been sued by employer Wealth Enhancement Group for the alleged scheme.

Sequoia Financial Agrees To Acquire M Capital

by FA Staff

M Capital of Nashville, Tenn., has about $930 million under management.

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