Nate Raymond

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Film Producer Convicted In U.S. Of Investment Fraud

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A movie producer who headed a boutique merchant bank has been convicted for defrauding investors in hedge funds.

U.S. Charges Two Over Fraud Featuring Bogus SEC Employees

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The accused allegedly tricked investors into paying them $1.3 million by posing as SEC employees.

Massachusetts Hedge Fund Manager Pleads Guilty To Fraud

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Prosecutors accused Yasuna Murakami of misusing millions of dollars from investors to pay for lavish personal expenses.

Fidelity Wins Whistleblower Retaliation Case By Ex-Employee

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A jury rejected a claim that Fidelity retaliated against a worker because she accused the company of defrauding investors.

Former F-Squared CEO Found Liable In U.S. SEC Fraud Case

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A jury sided with the SEC, which said Howard Present used phony performance numbers to mislead investors.

Financier Lynn Tilton Defeats SEC Fraud Charges

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An SEC administrative law judge said the agency failed to prove Tilton deceived her investors.

Ex-State Street Exec To Plead Guilty In U.S. To Fraud Scheme

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He is among three former State Street executives accused of reaping secret commissions on billions of dollars worth of trades.

Ex-BNY Mellon Employee Charged With Embezzling $7 Million

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The Poughkeepsie, N.Y., resident allegedly used the stolen money to renovate his home and buy a luxury car.

Ex-Visium Hedge Fund Manager To Face Trial On U.S. Fraud Charges

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The trial follows a criminal probe that prompted the $8 billion investment firm's wind-down.

U.S. Appeals Court Rejects SEC's Use Of Administrative Law Judges

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The ruling raised the prospect that the U.S. Supreme Court may need to address the issue.

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