The National Association of Personal Financial Advisors starting January 1 will require the CFP designation for those accepted as its registered financial advisors.
Financial advisors thinking of switching firms now have a free online recruiting tool that lets them gather company and job information privately.
Wealth managers still cling to tenets of modern portfolio theory that have failed twice over the past decade and likely to fall short again, according to a new report.
The Financial Services Institute elected three new directors from small and mid-sized financial advisory firms last week.
Fifty percent of consumers say they plan to spend less on holiday purchases this year, according to a new survey.
Finra next week will consider a proposed rule that would require broker-dealers to spell out to their clients their broker compensation package.
Millionaire men and women are at opposite ends of the spectrum when it comes to adopting a financial investing strategy, according to a new survey.
Some American workers say the chance to earn more money takes a back seat to family time.
While financial advisors appear confident that the government will avert a headlong plummet off the “fiscal cliff,” they’re less certain about the outcome of other key legislative issues next...
Finra has charged the president and owner of a Brooklyn, N.Y., brokerage firm catering to the Polish community with defrauding customers of more than $4 million.