Sarah N. Lynch

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SEC Forensics Unit Sought Resources, Cyber Training Ahead Of 2016 Hack

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The head of the unit complained of "serious deficiencies" in equipment and inadequate training, according to an SEC memo.

Outside Advisor To Trump Calls For Firing Of CFPB Head Cordray

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Under current law, the president can only fire Cordray for cause.

SEC’s Clayton Wants To Tackle Fiduciary Rule, Shareholder Proposals

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The agency’s new commissioner seeks “common ground” with the DOL rule.

SEC Chief Signals Plans To Scale Back Corporate Disclosure Rules

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SEC Chair Jay Clayton said disclosure rules have gone "beyond the core concept of materiality."

Pension Funds Ask U.S. Regulators To Expand Companies' Workforce Disclosures

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A coalition of large U.S. pensions wants public companies to be forced to disclose more about their worker policies.

SEC To Allow All Companies To File Secretly For IPOs

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There has been a drop in IPOs in the U.S. the last 15 years, driven by a reduction of small IPOs.

SEC Wins Latest Round Over How Its Judges Are Appointed

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The case was brought by an individual who was sued for fraud by the SEC.

DOL To Ramp Up Fraud Probes Of Foreign Visa Programs

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It's not just the fiduciary rule that the DOL is reviewing.

Supreme Court Rules Against SEC Over Recovery Of Ill-Gotten Gains

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The verdict is a victory for Wall Street and deals a blow to the regulator's enforcement powers.

Court Weighs Constitutionality Of SEC Admin Judges

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A U.S. appeals court heard arguments in case that challenges the legality of the SEC's administrative court system.

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