Kathy Lynch

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U.S. Bank Appoints Vice President

by PW Staff

Pilar Pettys has joined The Private Client Reserve as a wealth management advisor in Los Angeles.

Triad Advisors Promotes Three To Executive Vice President

by FA Staff

Jeffrey Rosenthal, Nathan Stibbs and Roger Greenway have taken on new responsibilities at the firm.

Raymond James Recruits $175 Million Advisor

by FA Staff

James Pohlman has joined the firm from Wells Fargo in St. Louis, Mo.

FPA Diversity Scholarship Winner Announced

by FA Staff

Bhumi Shah has been named the Financial Planning Association’s diversity scholarship recipient for its 2015 retreat.

Finra Fines Rose Sharply Last Year

by

Fines levied by the self-regulator of securities firms were roughly $135 million in 2014, an increase of 125 percent from the prior year.

Advisor Network Brings $2B To LPL's RIA Platform

by FA Staff

LPL Financial announced today that the Center for Wealth Planning (CWP), a nationwide network of independent advisors, has joined its RIA custodial platform.

Coconut Grove Bank Appoints Chief Investment Officer

by FA Staff

Xavier Martinez has also been named senior vice president.

U.S. Trust Appoints Head Of Philanthropic Solutions

by PW Staff

Ann Limberg will oversee strategic, fiduciary and administrative services.

Cetera Financial Group Appoints EVP Of Advisor Growth

by FA Staff

Brett Harrison, CEO of Cetera Advisors, takes on newly created role.

Coconut Grove Bank Appoints Senior Vice President

by FA Staff

Ian Schweid will be responsible for all aspects of the banks digital services.

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