Tracey Longo

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Goldman Sachs Predicts Fed Will Delay Rate Cuts Until June

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There's a 25% chance the central bank waits even longer, the firm's economists said.

Anti-ESG Groups Take A Victory Lap As Asset Managers Flee

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Pimco joins JPMorgan Chase, State Street and BlackRock in a capital flight from an ESG coalition.

Senator Wants Legislation To Curb Private Placement Life Insurance

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The chairman of the Finance Committee says the policies aid tax avoidance.

DOL Fiduciary Proposal Needs 'Salesperson's Exemption,' Kitces Says

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The exemption would be granted to salespeople who do not present themselves to clients as advisors, he said.

SEC Penalizes TIAA Subsidiary $2.2M Over IRA Fee Violations

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TC Services pocketed an extra $900,000 from clients by failing to consider lower-cost options, the SEC said.

Van Eck Fined $1.75M Over Barstool Sports CEO's ETF Promotion Fees

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The firm failed to disclose Dave Portnoy's pay for promoting Van Eck's Social Sentiment ETF, the SEC said.

DOL Fiduciary Proposal Slammed During GOP-Led House Hearing

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The agency "has overstepped its authority," Education Committee Chair Bob Good argued.

Why Are More Women Clients Than Ever Firing Advisors?

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And how do you make sure you're not on the chopping block?

SEC Fines 16 Advisors, Brokers $81M Over Off-Channel Messaging

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The enforcement action is part of an ongoing crackdown by the agency against undocumented business communications.

New Small Business Retirement Plan Mandate Creates Federal IRA

by FA Staff

Small firms with 10 or more workers would be required to auto-enroll employees in a plan.

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