Jacqueline Sergeant

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Mariner Buys Firms In Florida, California With Combined $878M In AUM

by FA Staff

Atlas Financial in Sarasota and Newport Advisory in Newport Beach give Mariner 126 offices nationwide.

Paul Shoukry Takes Over As CEO Of Raymond James In February

by FA Staff

Shoukry will succeed Paul Reilly, who will serve as executive chair of the board.

Is That 'Magic Number' Just Clickbait?

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When headlines say you need $1 million-plus to retire, is that really true?

Top 15 U.S. Places To Retire In 2025

by FA Staff

U.S. News analyzed data for the 150 top cities in the U.S. to see how well they meet Americans' needs in retirement.

Ex-Wells Fargo Advisor Pleads Guilty To Fleecing Clients Out Of $3M

by FA Staff

Prosecutors said Kenneth Welsh stole money from five clients and used it on gambling and luxury gifts for himself.

LPL Lures Another Osaic Team, An Ohio Firm With $350M In AUM

by FA Staff

Strata Financial Group has locations in Sheffield Village and Dublin, Ohio.

Ex-Stifel Advisor Gets 41 Months For $4M Prescription Fraud

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Kaival Patel of New Jersey hatched a scheme to get reimbursements for fraudulent prescriptions, prosecutors said.

Mercer Capital Acquires Florida Valuation Services Firm

by FA Staff

Business Valuation Analysts LLC focuses on federal estate, gift, income tax and corporate transactional matters.

Father-Son Team Exits Osaic To Join LPL Platform

by FA Staff

Prosperity Investment Management in Chico, Calif., the latest Osaic advisor firm to move to LPL.

CAPTRUST Buys $5B Boston Financial Management

by FA Staff

The deal adds three new locations and 45 employees to CAPTRUST's already robust presence in Massachusetts.

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