Is it the place of an independent broker-dealer to tell advisors where to park client assets?
No matter what orthodoxy advisors follow, they often miss certain conflicts of interest.
When you tell a broker-dealer you're leaving it might offer you incentives to stay, but that's not always a good idea.
Derek Price's law suggests that the larger a broker-dealer is, the more inefficient its staff becomes.
Regulators are making it difficult for innovation in the broker-dealer space, said an industry consultant.
It's time we stop seeing each other as a collective with forced equality.
The high cost of regulation often delivers minuscule benefits.
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