Jennifer Lea Reed

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Equity Market 'Laggards' Are Poised For Growth, Capital Group Managers Say

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A resilient economy has set up subpar performers for future success, equity manager Caroline Randall said.

Lawsuit Says Morgan Stanley Pays Unreasonably Low Interest On Sweep Accounts

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The class-action lawsuit claims the low rates represent a violation of fiduciary duties and Reg BI.

New RIA Causey Wealth Opens Doors With $292M AUM

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The Denver advisory earlier this month spun off from accounting firm Causey, Demgen & Moore.

70 Investors Claim Triad's Lax Supervision Caused Over $30M In Losses

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The investors allege in a Finra claim that two of the firm's former brokers put them in unsuitable investments.

Former CEO Of $2.3B Baldwin Brothers Launches High-End RIA

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Harmony Wealth, headed by John Mannix, will focus on clients with more than $25 million, sources say.

Mass. Broker Barred By SEC For Allegedly Abetting Boss's Scheme

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The advisor had already been barred by Finra for allegedly helping her supervisor hide the scheme from LPL.

Advisors Reveal The 'Secret Sauce' To Servicing The Ultra-Wealthy

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Advisors need branding, new services and a secret sauce to deliver them, said experts at INSITE 2024.

Planning For Retirement Income Gets Easier, Thanks To Tech

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A panel at INSITE 2024 delved into the tools and strategies for unwinding retirees' assets.

Hitting Magic $5B AUM Mark Requires Multiple Growth Engines, Execs Say

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Executives from successful advisor firms weighed in on what it takes to become a multibillion-dollar operation.

U.S. Presidential Race Risks Already Priced Into Market, Jenny Johnson Says

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The Franklin Templeton CEO and a BNY Mellon manager said world events are now the biggest unknowns facing investors.

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