RIA MARKET CENTRAL

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CFP Board Will Reveal More In Its Disciplinary Measures

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The board will publish the full case histories of sanctioned individuals.

Mercer Buys Florida Firm With $495M AUM

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Paragon Wealth Strategies is the latest acquisition for the Denver-based consolidator.

Ex-LPL Advisor With $733M AUM Joins Ameriprise Indie Channel

by FA Staff

Frank Patrick Cunnane joined Fidant Wealth Partners, which has offices in Cincinnati, Cleveland and Crestview Hills, Ky.

Ex-Cetera Team With $337M In Client Assets Joins RBC in Tennessee

by FA Staff

The Clarity First Group had been with Securian Financial Services prior to Cetera's acquisition of the firm in August.

Creative Planning Buys Delaware RIA With $600M AUM

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Daniels + Tansey of Wilmington is Creative's 10th acquisition this year.

Curi To Acquire $9.6B AUA RMB Capital, Merge It With RIA Unit

by FA Staff

RMB Capital will merge with Curi Capital, the $1.6 billion registered investment advisory firm of Curi.

Steward Partners Acquires $3.2B AUM Freedom Street Partners

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Freedom Street team will form a division that caters to advisors who seek to sell their practice.

Mariner Wealth Acquires $1.8B AUM Boston firm

by FA Staff

Baystate Wealth Management is the third location in Massachusetts for the Overland Park, Kansas-based firm.

Hightower Makes Strategic Investment In $2.5B AUM Orlando RIA

by FA Staff

Resource Consulting Group, which was founded in 1988 by Mike Davis, has 30 employees.

Mercer Sues $1.3B Atlanta Firm It Acquired Two Years Ago

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Details of the lawsuit against ACG Wealth remain secret but appear to involve a contract dispute.

Founders Beware: Younger Advisors Are Leaving

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The next generation of advisors may be looking to find a new firm.

Conversational Opportunity Comes Knocking

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When you're more aware of yourself as a talker, you'll see how important some conversations are.

Keeping Your Clients From Fumbling A Financial Windfall

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How does sudden money affect people's psyches?

Reg BI Could Become Obsolete

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Broker-dealers are fleeing the model as well, underscoring the regulation's failure, says Michael Kitces.

Sierra Expands Mutual Funds Suite

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The fund suite uses a distinctive tactical investment approach to produce long-term returns while limiting downside risk.

Creative Planning Buys Mesirow's Retirement Advisory Unit

by FA Staff

The Chicago-based team serves more than 350 retirement plans representing $13 billion in assets.

Maintaining Growth Requires Entrepreneurial Insight, Experts Say

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A panel of industry titans at Schwab IMPACT 2023 mapped a path to growth through the power of partnerships.

How To Prep An RIA For Sale

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Having a clean compliance record is a must, according to five M&A specialists.

CAPTRUST Buys $1.4B AUM Indiana Firm

by FA Staff

Column Capital Advisors is the seventh deal this year for Raleigh, N.C.-based CAPTRUST.

Sequoia Financial Agrees To Acquire M Capital

by FA Staff

M Capital of Nashville, Tenn., has about $930 million under management.

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