Channels

[1]  1 2 3 4 5 6 7 8   [117]

Look Out: Here Come The Sovereigns As RIA Investors

by

The stake sold by Fisher Investments to the Abu Dhabi Investment Authority might be a harbinger of things to come.

States Stepping Up Efforts To Tax Former Residents, Advisors Say

by

States are in some cases trying to slap a tax on stock sales that happen after a taxpayer leaves.

IRS To Crack Down On ‘Basis Shifting' Tax Avoidance By Business Partnerships

by

The agency aims to collect $50 billion more in taxes over the next 10 years from those who use the tactic.

Edelman Sees Ethereum ETFs Driving Up Token Price Fivefold

by

The crypto advocate sees bitcoin and ether coins on a parallel upward trajectory over the next six years.

Conservative Manifesto Project 2025 Says Finra Should Be Abolished

by

The Heritage Foundation's policy initiative says the regulator should be folded into the SEC.

Hedge Fund Trader In Canada Gets Four-Year Jail Term For Faking Returns

by

Nathanael Anthony Aikman also was ordered to pay restitution of more than C$3.9 million ($2.9 million).

Light Street, Whale Rock Soar In 2024, Outpacing Some Larger Rival Funds

by ,

Glen Kacher's Light Street climbed 54.6% in the first half.

Investor Recession Fears Are Starting To Ebb, Allianz Life Says

by

A company survey found that the number of investors fearing an imminent recession is starting to drop.

How To Invest Like Members Of Congress Who Won Big

by

These ETFs emulate the stock trades some congressional members used to make hefty profits.

Powell Says More Good Inflation Data Would Boost Fed Confidence

by

The Fed chairman's remarks suggest the Fed is unlikely to reduce rates when it meets later this month.

Oaktree's Howard Marks Sees Opening In Private Equity, Real Estate Pain

by

The debt load in these two sectors is an opportunity for distressed investors, he said.

Has It Become Easier For Brokers And Advisors To Evade Regulators?

by

Finra enforcement actions are down, while a Supreme Court ruling could hamstring the SEC.

Rockefeller Hires Former JPMorgan Team With $547M AUM

by FA Staff

The three-member team had been with First Republic before it was acquired by JPMorgan last year.

Ameriprise Wins Restraining Order Against LPL In Mich. Client-Poaching Case

by

Ameriprise said a father-son team that left it for LPL solicited clients and took information.

New Jersey College Asks Bondholders To Borrow Against Mortgage

by

The proposal shows the mounting challenges for small schools to make ends meet.

Focus Financial To Consolidate Partner Firms RVP And Kovitz

by FA Staff

The deal, which is expected to close in the third quarter, will create a $24 billion AUM RIA.

Top Fund Managers Say This 'Forgotten' Asset Class Is Poised For A Rebound

by

Investors need to take another look at small-caps both domestically and internationally, they say.

Ex-Morgan Stanley Father-Daughter Team With $290M Joins LPL

by FA Staff

Jim Zack and Amanda Zack launched the Zack Wealth Group in Washington, D.C.

Big Names In S&P 500 Overshadow The Risk Of A Volatility Jump

by

The concern is that a volatility spike is inevitable should correlations align across the market.

Bond Traders Boldly Bet On 300 Basis Points Of Fed Cuts By March

by

Investors have been scouring economic data and Fed officials' remarks for clues on the timing of Fed easing.

[1]  1 2 3 4 5 6 7 8   [117]