Independent broker/dealer National Planning Holdings (NPH) has teamed up with FP Transitions to provide succession plannning and practice acquisition services for its...
The
number of registered independent advisors will grow dramatically in the
next five years and competition in the industry will substantially
increase, requiring new...
The Securities and Exchange Commission will hold its second annual Seniors Summit on Sept. 10 at the agency's Washington, D.C., headquarters...
Schwab Institutional rolled out a new trading tool this week that's incorporated on its website and is provided free of charge to all Schwab Institutional advisors...
National Regulatory Services (NRS), a national compliance consulting firm in Lakeville, Conn., recently announced that they have acquired ComplianceMAX Financial Corporation of San Diego, Calif...
The Financial Planning Association and JA Worldwide
(Junior Achievement) announced a joint effort to advance educational
programs that help improve the financial literacy of...
China trumps the United States as the dominant economic power and will
continue to do so in the future, according to a survey by Schroder
Investment Management North America...
Will your clients have enough income to live comfortably until age 90, 95, or even 100? How much can they safely withdraw from their nest...
The latest report on the state of the financial advisor profession reveals some seemingly contradictory findings about the industry...
Humberto Cruz, a syndicated financial columnist appearing in 120
newspapers worldwide, is one of eight financial planners or financial
experts who will receive the Financial...
Technology solutions provider Fiserv Inc. announced Thursday a definitive agreement to buy financial e-commerce services company CheckFree Corp. in an all-cash deal valued at roughly $4.4 billion...
The Certified Financial Planner Board of Standards, Inc...
Like them or not, 12b-1 fees play a big role in the mutual fund
industry...
The
nation's retirement assets hit a record $16...
In its July 2007 issue, Financial Advisor
magazine published its second annual ranking
of independent advisory firms that offer
financial planning and related...
The bad news: America's consumer society strikes again as a recent poll shows that a majority of households don't have enough money for a rainy day...
Two financial advisory membership organizations publicly oppose a proposed name change for a new regulatory organization for brokers, saying the new name will further confuse an...
Recent investment performance is the number one driver of mutual fund investor satisfaction, but consistent performance drives investor loyalty, according to a national study of...
Advisor confidence bounced back in June, according to Rydex
AdvisorBenchmarking, Inc., an affiliate of Rydex Investments...
The
number of wealthy people and the amount of money they control increased
dramatically during 2006, with individuals in Singapore and India
leading the way, according to the...
