State voters approved a nonbinding proposal to add an extra 3% levy on annual incomes above $1 million.
The firm and its former president didn't understand the products, the regulator said.
Stores like Walmart and Target have done well in a re-emerging retail real estate space.
Rohit Chopra's job heading the Consumer Financial Protection Bureau is in jeopardy.
Trump would likely upend leadership at the SEC and Department of Labor and eliminate more regulations than before.
The Canvas custom indexing platform allows advisors to build their own direct indexing portfolios.
The Republican victor is poised to unleash policies including tariffs, tax cuts, immigration crackdowns.
Prediction websites showed the former president as a heavy favorite, despite polls showing a toss-up.
China has taken strategic steps to ensure it's more resilient and well positioned to strike back.
Medicare-focused health insurers anticipate that a second Trump administration will pay higher rates.
The GOP has powerful leverage in high-stakes tax and spending battles next year.
Trump was elected back to the White House after one of the tightest presidential races in years.
Trump has promised a tariff escalation on all U.S. imports and a massive deportation of migrants.
The new rule was released as part of the final ruling on the SECURE Act.
The additions enabled Philadelphia-based Janney to open two new offices in Ohio.
The activity follows three years of unremarkable movement numbers, DeVoe & Co. said.
The 2020 race was not called for Joe Biden until the Saturday after election day, Schwab lobbyist Mike Townsend said.
Firms including Loomis Sayles and Dodge & Cox have also been pitching some of Wamco's key clients.
The broker-dealer is also rolling out its first proprietary SMA offerings.
Apollo, like its peers, continues to target high earners for higher-fee-paying assets.