FA News

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LPL Q3 Earnings Beat Estimates; Firm Adds 224 Net New Advisors

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LPL has seemingly shrugged off the firing of CEO Dan Arnold, beating earnings and seeing its stock rise.

Elizabeth Warren Presses DOJ On Accountability Of TD Executives, Charges

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She wanted to know why executives weren't charged over the lender's failure to prevent money laundering.

BlackRock Seeks To Mimic Vanguard's Exclusive Tax-Saving Funds

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The firm wants to replicate a unique tax-saving fund after Vanguard's patent on it expired.

Surging Mortgage Rates Threaten U.S. Housing Market Momentum

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Borrowing costs have recently surged, raising questions about a fledgling sales recovery.

Post-Election Tax Cliff Spurs Rich To Prep Huge Wealth Transfer

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Wealthy Americans are preparing to transfer wealth before estate-tax breaks expire.

When Should Empty Nesters Downsize?

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Giving up your old house is an emotional undertaking. When are the financial advantages too big to ignore?

Ex-JPMorgan Advisor Agrees To Temporarily Halt Client Poaching

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Gary Carruthers agreed to temporarily stop soliciting clients from his former book worth north of $250 million.

RBC Lands $1B Morgan Stanley Team In Baltimore

by FA Staff

The Quarry Lake Group is the second team in as many days to leave Morgan Stanley for RBC.

Democrats And Republicans May Actually Agree On Something: The Retirement Crisis

by FA Staff

Worries about U.S. retirement security cut across both political parties, a new study says.

Workers Feeling Upbeat About Financial Health, Schwab Study Says

by FA Staff

They credit employers for increasing salaries and 401(k) matches, as well as flexible work schedules.

Schwab Expanding 24-Hour Weekday Trading

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The firm's thinkorswim clients will be able to trade index stocks and ETFs under a pilot program.

Pimco Raises $2 Billion For Asset-Based Private Lending Strategy

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The bond giant's specialty finance strategy is a key plank of its push into private lending.

In Red/Blue America, Hard Lessons About The Color Of Money

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Investment funds tailored to people's political views seemed like a win. But they have struggled.

Americans Are Worried They'll Get Income Planning Wrong, New Research Finds

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Some 45% of investors report they have no strategy for taking plan distributions, a new Allianz survey finds.

KKR, Capital Group Partner To Debut Funds For Wealthy Investors

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It's the latest example of money managers creating private-investment offerings for individual investors.

Bond Rout Deals Fresh Blow To Fast-Money Quants In 'Year Of The Whipsaw'

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This month's rout in Treasurys is hammering trend-chasing quant investors.

Learning To Communicate Digitally

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In a world of email and texting, we're going to be communicating differently, says author Erica Dhawan.

Ameriprise Lures 2 Wisconsin LPL Advisors Who Handled $250M In AUM

by FA Staff

Veteran advisors Kelly France and Dan Lotts recently joined River Prairie Wealth Partners in Altoona.

SEC Bars Phoenix Advisor For Alleged Cherry Picking

by FA Staff

Raymond DiMuro gave favored clients more than $1 million in profits, the SEC said.

U.S. Economy Expands At 2.8% Rate, Powered By Resilient Consumer

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Inflation-adjusted gross domestic product increased at a 2.8% annualized rate after rising 3% in the previous quarter.

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