Chalice Financial Network, a member-benefit subscription service headquartered in San Diego, announced the released the Reg-BI (Regulation Best Interest) readiness platform, a solution to help firms meet the U.S. Securities and Exchange Commission’s new requirements for advisors and brokerage representatives.
The new platform has been designed to help Chalice’s independent financial advisors navigate the new SEC regulations through strategic partnerships with third-party providers Kupfer & Associates in Rye Brook, N.Y., and NRS Consulting Compliance in Lakeville, Conn., according to a company news release.
Kupfer & Associates will provide Chalice subscribers with guidance from law professionals led by attorney, speaker and business consultant Corey Kupfer.
NRS offers a discount of at least 20% off its à la carte services, which include workflow tools to support Reg-BI and Form CRS requirements