• InvestorCOM organizes a webinar to discuss good faith compliance with Tito Pombra from Adviser Compliance Consulting.
  • Docupace secured a significant growth equity investment from FTV Capital.
  • LPL Financial plans to acquire Lucia Securities.
  • eMoney is forming a strategic partnership with Allianz Life.
  • BlackRock launched its Global Impact Fund with USD 20 million in assets.
  • LendingTree announced a strategic investment in Stash.
  • SoFi helped funnel over $75 million in loan applications to lenders for the Paycheck Protection Program  established by the CARES Act.
  • Twenty Over Ten was named to the WealthTech 100 list.

 

InvestorCOM
Tito Pombra from Adviser Compliance Consulting will join InvestorCOM’ s David Reeve and Parham Nasseri in discussing what “Good Faith” actually means with the Reg BI compliance deadline looming. Webinar dates are May 5 at 11 am ET and May 7 at 1 pm ET.


Docupace Technologies
Docupace, a provider of cloud-based digital operations software for wealth management firms, announced it has secured a significant growth equity investment from FTV Capital, a sector-focused growth equity investment firm.


LPL Financial
LPL Financial announced plans to acquire Lucia Securities, a small San Diego-based broker/dealer and registered investment advisory firm founded by CEO Raymond Lucia Jr. The deal, expected to close in the second half of this year, adds about 20 advisors and $1.5 billion in client assets to the independent b/d’s platform.


eMoney
eMoney teams up with Allianz Life. The financial planning software developer is forming a strategic partnership with the annuities and life insurance firm.

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