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TD Sues 2 Advisors, Claims They Stole Clients After Move To RJF

TD Bank claims they violated their contract by recruiting clients with $22 million in assets.

May 20, 2024

Ed Slott Sees Boomer Retirements, Layoffs As 'Amazing Opportunities' For Advisors

Now is the ideal time for advisors to turn 401(k) account holders into clients, he said.

May 15, 2024

Advisors Say Move Gingerly With Suddenly Wealthy Clients

The psychological adjustment to receiving a lot of money can take years, they say.

May 10, 2024

68% Of Retirees Fear Outliving Their Savings, Schroders Survey Says

The top cause of concern was inflation, especially healthcare costs.

May 9, 2024

Raymond James Lures $800M Advisor Quintet From Commonwealth

Lightship Wealth Strategies of Lower Falls, Mass., operates with a team of five advisors.

May 8, 2024

Advisor Sues Merrill Lynch Over Alleged ERISA Violations

The lawsuit maintains the firm broke the law when it denied the advisor his deferred compensation when he resigned.

May 6, 2024

J.P. Morgan's Kelly Says Economy Far From Miserable, Sees Rate Cut This Year

Strategist David Kelly noted that the so-called "misery index" is at one of its lowest points in 60 years.

May 2, 2024

MassMutual, Advisor Wage Court Battle Over Finra's Arbitration Jurisdiction

A federal court is being asked to decide who should arbitrate the company's non-compete complaint against the former rep.

May 1, 2024

You Can't 'Legislate Good Behavior'

Here's what advisors really think about the DOL rule.

May 1, 2024 - FAMAG

Share Buybacks Vs. Dividends--WisdomTree Examines What Drives Returns

The market has been led by growth so long, dividend stocks have become cheaper, said these analysts.

April 25, 2024