by
Ben Mattlin
The popular simulation has its pros and cons, experts say.
by
Austin Weinstein
Regulators say it is significantly harder to investigate wrongdoing when firms fail to save records.
by
Edward Hayes
Investing in digital technology can help firms remain connected with their clients, the firm says.
by
Tracey Longo
The firm allegedly failed to disclose conflicts of interest on the programs, leading to a $9.5 million civil penalty.
by
Tom Metcalf
The regulator is reviewing messages discussing work sent on personal devices or applications.
by
Mark Hurley, Carmine Cicalese
Here are the steps that industry participants will have to take to prevent outsiders from stealing client information.
by FA Staff
MyRepChat holds a 0.5% market share among compliant social media archiving providers, according to Kitces.com.
by
Ryan George
Wealthtech providers have a front seat to the adoption of new platforms and products.
by
Neeraja Rasmussen
By harnessing unbiased AI tools, we can help women envision and achieve success.
by
Mitchell S. Spector
The drive for more technology-led efficiencies to offset fee pressures will continue to be a catalyst in the sector.
by
Lydia Beyoud
Gensler has also been sounding the alarm on AI's ability to spark a future financial meltdown.
by
Edward Hayes
The firms will combine their technology and wealth management services into one entity called Compound Planning.
by
Tracey Longo
In a first, SEC wants to force "elimination" of conflicts, ensnaring even advisors' use of Excel spreadsheets, 13 trade groups said.
by
Jo Constantz
The share of workers who worry that technology will eliminate their jobs is growing, a new survey says.
by
Edward Hayes
The asset manager has partnered with IDR to give clients better private market access.
by
Aisha Counts
Social media companies have long drawn criticism for the personal information they gather and how they use that data.
by
Alexandra Semenova
The excitement about artificial intelligence was a key pillar of the stock market's rally this year.
