The Dos and Don'ts of Social Media
and Email Archiving
Click here for the Presentation Slides
June 26, 2014
2:00 to 3:00 pm EST
Complimentary Webinar
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Building a presence on social media sites like Twitter, LinkedIn and Facebook can help financial advisors build a strong brand, attract new clients and enhance relationships with existing clients. But from a compliance standpoint, all too often, the message is clear: Stay away!
FINRA has determined that any registered representative who uses social media for business purposes is subject to the same regulations that would govern an in-person presentation or public appearance. And both FINRAand the SEC require all communications—including email and social media communications—to be captured and retained for six years
Non-compliance can be very costly. Just ask the broker/dealer that had to pay a $7.5 million fine last year for failing to properly manage its email archive.
But turning a compliance nightmare into a business opportunity is easier than you think!
Join us on June 26th for an overview of:
- The regulations surrounding social media and email archiving.
- How to avoid infractions and fines associated with social media and email archiving.
- Laserfiche’s integrated email archiving and social media archiving solutions.
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