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FA Whitepapers

 

December 2016  
Workflow Your Way to the DOL Deadline
Get ready now for April 10, 2017 — with a flexible, step-by-step action plan.
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The DOL deadline is looming and you don’t want to run out of time. That’s why we’ve joined together with Redtail to develop strategic and tactical workflows to help you:
Plan             Execute      Comply
No matter your business model, whether you use Redtail, another CRM or prefer to work outside of technology, our workflows can help you cover your DOL bases. Get your toolkit and discover:
  • How to define your DOL strategy using a Planning Meeting workflow
  • How to evaluate households and select one of three tactical workflows – Move, Hold or Orphan
  • How your CRM can help you manage and comply with your broker-dealer and prepare for audits
Get your Workflow Your Way to the DOL Deadline toolkit now.  Complete the form to receive:
  • DOL Action Plan template
  • Four workflows with instructional resources including swimlane diagrams and manuals as well as an instructional video (for Redtail users)
  • Informative DOL white paper - The DOL's Game-changing Fiduciary Rule: What Should You Do?
 

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