Compensation

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Reg BI Compliance Isn't 'Check The Box,' Gensler Warns

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Complex products top the Reg BI exam list, regulators said at Finra's annual conference.

JPMorgan Persuades Influential Critic To Back Its Executive Pay

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Proxy advisr Institutional Shareholder Services suggested a “cautionary vote” in favor of the bank's pay decisions.

Goldman To Pay $215 Million To End Case On Underpaying Women

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A class of about 2,800 women agreed to settle the lawsuit about a month before it was set to go to trial.

House Panel Challenges DOL On Independent Contractor Rule

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The “enforcer” of California's contractor rule faces a rocky confirmation hearing for Labor Secretary tomorrow.

Wirehouse Compensation Plans Must Change, Survey Says

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A Cerulli survey highlights advisor dissatisfaction with plan complexity and frequency of revision.

Women More Likely To Bag $100,000 Jobs Despite Fewer Applications

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Studies have also shown women tend to accept job offers more quickly than men.

Hedge Fund Millennium Will Charge Fees Even When It Loses Money

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If Millennium loses money or returns less than 5%, it's still guaranteed fees equal to about 1% of client assets.

UBS Chief Hamers Gets 11% Pay Increase While Cutting Bonuses

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The pay award caps an uneven performance for Switzerland's largest bank.

Why The Ranks Of Women Advisors Are Finally Increasing

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Efforts by the CFP Board and others are finally paying dividends, experts say.

FSI Using 'All Tools' To Persuade DOL To Withdraw Independent Contractor Proposal

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The proposal could result in as many as a few hundred thousand dually registered advisors being reclassified to employees.

Credit Suisse Ordered To Pay Former Broker $1.3M For 2015 Termination

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A Finra panel found that brokers were wrongly forced to "resign" when the firm shuttered its advisory business in 2015.

How Workers Are Using New Salary Transparency Laws To Land Raises

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From New York City to California, pay ranges on job ads are giving people leverage and power in negotiations.

Credit Suisse Is Delaying Compensation Day For Some Of Its Bankers

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The Swiss lender is already cutting its overall bonus pool for 2022 by as much as 50%.

Asset Managers Must Adapt In Face Of New Challenges, EY Says

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Revenues are falling and clients are becoming more demanding, according to an EY report.

Goldman's Solomon Joins CEOs Taking Pay Cuts After Laying Off Thousands

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Executive compensation packages are in focus as top Silicon Valley and Wall Street CEOs slash jobs.

Ranks Of Quiet Quitters Climb As Layoffs Mount

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Surveys from Gallup and a human-resources association capture a hybrid workplace with growing confusion and distrust.

Dimon Says Remote Work 'Doesn't Work' For Younger Staff, Management

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The JPMorgan CEO also said remote work can “help women” with their caregiving duties.

Kitces 'Extremely Concerned' About Colorado's Treatment Of Subscription Fees

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The NextGen leader is meeting with regulators next week to ensure advisors charging planning-only fees aren't singled out.

Gender Pay Equity Progress Slowed By Family Leave, Study Says

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Family leave is disproportionately taken by women to the detriment of their careers, a new report says.

Inflation Means Big Raises Aren't Enough For Some Workers

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The job market has meant better pay for many Americans, but surging prices have eaten into the increased earnings.

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