FA Staff

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RIA Merger Action Up (And Down) In ’12

by FA Staff

By at least one metric, mergers and acquisitions activity among registered investment advisors jumped last year.

Letters To the Editor - March Edition

by FA Staff

Collection of letters sent to our Editor from our monthly readers.

ERISA Practice Guide Highlights Opportunities

by FA Staff

Matrix Financial Solutions, based in Denver, has released ERISA Fiduciary Issues: A Practice Guide for Advisors, which outlines what it means to be an ERISA fiduciary and what responsibilities come...

No Need To Sweat The End Of 30-Year Bond Rally

by FA Staff

Historically low interest rates will someday rise and the 30-year bull market for bonds will eventually end, but a group of investment strategists who weighed in on a recent conference panel devoted...

American Century Best Of 20 Target-Date Funds, Says Bloomberg Ranking

by FA Staff

Investors seeking peace of mind from target-date funds for their retirement planning may find the biggest risk lies in choosing the money manager.

Miller/Russell & Associates Continues Expansion

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Phoenix-based investment advisory adds seven new team members.

Fiduciary Trust Company International Appoints Managing Director

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Jeffrey MacDonald will also serve as senior portfolio manager for fixed income.

Putnam Starts New Dialogue On Investing

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Putnam Investments is initiating an ongoing dialogue with the financial services industry, advisors and clients entitled “New Ways Of Thinking” that is designed to spur a discussion of issues...

Husband-Wife Team Charged With Defrauding Charitable Givers

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The SEC has charged a husband and wife team in Florida with defrauding elderly investors with charitable annuity products.

TD Ameritrade Institutional To Hold Fiduciary Summit

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TD Ameritrade Institutional plans to combine a fiduciary leadership summit with its Elite Advisor Conference in West Palm Beach, Fla., on June 13.

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