The well-known firm and its founder Martin Whitman have settled a lawsuit charging a junk bond mutual fund was mismanaged.
Two former Sprint execs failed in their attempt to collect damages from the IRS for their job dismissals.
Robert Schulman used his legal dealings with King Pharmaceuticals to tip off a friend about the impending deal.
The judge ruled investors failed to show Hartford and its subadvisers did not do enough work to justify the fees.
Traders appeared to have inside knowledge of SoftBank's plan to purchase Fortress, the SEC says.
He was charged with stealing about $5 million from clients and spending it on luxuries.
Jon Corzine has agreed to pay a $5 million civil fine to settle the case.
Wing Chau is at the center of a fraud case that alleges he defrauded investors out of $1.1 billion.
A lawsuit claims the company funneled more than $3 billion of employee savings into expensive, underperforming funds.
Bill Gross also predicted that Trump will hurt low-wage workers and that populism took "a wrong turn in America."
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