Pimco failed to disclose key information about how swaps could impact its Global StocksPLUS & Income Fund, the SEC said.
The move comes the day after the SEC sued Binance, the world's largest crypto platform.
The investigation found that the brokerage had deficiencies in many parts of its operations.
A serious regulatory misstep could have repercussions on traders' broader ability to conduct business.
Investigators were examining whether the New York bank took sufficient steps to detect money laundering.
His administration wants to increase homeownership access for first-time and low-income buyers.
Pierce failed to disclose that he was paid to promote the EMAX token, the SEC said.
The move comes after Citi was roasted by Congress for paying its CEO 486 times more than its median worker pay.
A Treasury Department plan would address ways to rebuild capital at Fannie and Freddie.
She and other legislators plan to introduce a bill that would require the Fed to build a competing system.
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