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Dan Jamieson

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Dodd And Frank Defend Their Law At Conference

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Christopher Dodd and Barney Frank defended their historic Dodd-Frank Act today at the MarketCounsel conference in Las Vegas.

LPL Dips Toe Into RIA Compliance Consulting

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LPL will have to walk a tightrope with its plans to offer an outsourced compliance consulting service to affiliated RIA firms.

Merrill Lynch Offers New Bonus Plan For Its Advisors

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Merrill Lynch announced a new bonus for advisors who team up and grow revenues, as well as a redesigned broker-succession plan.

LPL Meets With Top 100 RIAs

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Five years after starting its RIA custody business, LPL Financial LLC is holding its first-ever conference for affiliated RIAs this week in San Diego.

Big Signing Bonuses For Brokers Are Here To Stay

by Dan Jamieson

Forget the idea of a "truce" between Morgan Stanley and Merrill Lynch; big bonuses for big brokers aren't going away.

First Command Ordered To Pay $1.1M To Its Former Advisors

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A Finra arbitration panel has ordered First Command Financial Planning to pay $1.1 million in deferred compensation to a group of eight advisors and staff who left the firm in May 2012.

LPL Entices $1.2 Billion Advisory Supporting 40 Independents

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LPL Financial LLC has landed Scottsdale, Ariz.-based Householder Group, a large hybrid supervisory office that supports 40 independent practices nationwide.

Big Signing Bonuses For Top Brokers Are Here To Stay

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Forget the idea of a "truce" between Morgan Stanley and Merrill Lynch; big bonuses for big brokers aren't going away.

UBS Poaches Big Advisor Team From Merrill

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In a coup for UBS, it lands a team seen as part of the crème de la crème of advisors at Merrill.

Consumers Distrust Investment Industry

by Dan Jamieson

Chip Roame of Tiburon Strategic Advisors said it’s naive to believe there won’t be a new scandal in the next six months.

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