Katherine Doherty

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Wall Street's ChatGPT Nightmare Is Over Before It Starts As Banks Crack Down

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Several big financial firms have compliance concerns over their employees' use of the ChatGPT AI tool.

NYSE Plans To Pay In Full Majority Of Claims Tied To Glitch

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The glitch canceled thousands of trades affecting hundreds of securities.

Music Lovers To Become Royalty Investors In New Trading Platform

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Music deals have taken off in recent years as high-profile artists sell their catalogs.

NYSE's Haywire Trading Spurs Crush of Demands For Compensation

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Losses incurred during NYSE's system glitch last week could amount to millions of dollars.

NYSE Glitch Was Caused By Manual Error In Disaster Recovery Program

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Over 1,300 trades and some 84 stocks were impacted and marked as “aberrant.”

CFA Level I Pass Rate Slips To 36% As Pandemic Delays Linger

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In November pass rate is down from 37% for those who sat for the exam in August.

Capital One CEO Sees Learning Curve For Finance

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Richard Fairbank and other industry leaders spoke at an investor conference hosted by Goldman Sachs.

Retail Traders Rush Into Bond Markets In Hunt For Juicier Yields

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The factors drawing in the retail crowd now are also likely to pull in other investors.

CFA Final Exam Pass Rate Slips To 48% While Remaining Above Pandemic Lows

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The latest results show improvement from historically low pass rates across all levels of the CFA exam last year.

Recession Warnings Are Hard to Find In BofA Earnings

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Inflation hasn't been steep enough to keep consumers from traveling or making discretionary purchases.

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