The new rules are part of a push by the SEC to clamp down on the fast-growing private funds industry.
The pitch: bet directly on news like monetary policy, weather shifts and geopolitical outcomes.
The agency said advisors should note the risks of things like digital assets and inverse ETFs.
The new rules mostly focus on the mechanics of trading stocks and seek to ensure investors get “best execution.”
The SEC is considering rule changes that would make it harder for crypto firms to be "qualified custodians."
The proposal would mostly prohibit firms involved in selling ABS from shorting that security.
After last month, many will be watching trading closely before the new CPI numbers hit.
The SEC is moving toward a major overhaul of Wall Street stock trading.
The implosion of FTX placed new scrutiny on banks with crypto business.
The Commodity Futures Trading Commission is pushing to be the overseer of the digital asset industry.
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