by
Greg Bresiger
Financial professionals need to take the emotion out of risk so clients don't drop stocks at the worst times possible, according to a panel of portfolio managers.
by
Karen DeMasters
Medicare costs may go up for 15 million participants not on Social Security, but starting Social Security benefits probably doesn't make sense.
by
Karen DeMasters
The SEC has charged Michael Donnelly in a criminal complaint with stealing from unsophisticated investors.
by
Debbie Carlson
As globalization becomes more deeply ingrained and technology creates changes previously unimaginable, portfolio managers need to reassess ways they invest for their clients.
by
Karen DeMasters
Consumers underestimate the cost and need for long-term care, Lincoln Financial says.
by
Maureen Nevin Duffy
Dementia is a difficult subject to bring up with clients, but few advisors have had a wake-up call like Deborah Juran did -- one that had a policeman on the other end.
by
Christopher Robbins
Two UBS-affiliated firms will pay $17.5 million to settle charges that they failed to disclose a change in investment strategy that cost clients nearly $5 million in estimated losses.
by FA Staff
A bill before the U.S. Senate would encourage businesses to share security threats with each other and the government.
by
Bloomberg News
U.S. officials say he may need to work longer to pay back $246,500 in debt from sending his three kids to college. He says even if he were able to find a job, the debt would balloon to $500,000.
by
Bloomberg News
Under pressure to keep a lid on expenses, the six largest banks cut 20,065 jobs in the third quarter.
by
Bloomberg News
The biggest expansion of U.S. stock dividends in eight decades is slowing to a crawl.
by
Bloomberg News
Morgan Stanley reported profit that missed analysts’ estimates with a drop in fixed-income trading revenue and said it had a loss in its Asian private-equity investments.
by
Vicky Smith
An advisory team with $1 billion under management left Barclays Wealth to join their former colleagues as partners at a new independent financial firm based in New York.
by
Karen DeMasters
Eqis Capital Management has joined the growing number of firms offering a portfolio that focuses on companies run by women.
by
Karen DeMasters
A former advisor for Pruco Securities has been barred from the financial industry by the SEC for allegedly using $1.4 million in clients' money for himself.
by
Karen DeMasters
Mark P. Wellhouse kept winning investments for himself and assigned losing ones to clients, the SEC says.
by
Ted Knutson
SEC Enforcement Division Director Andrew Ceresney said Thursday he has not heard any objections from investors about the SEC’s use of internal administrative law judges.
by
Reuters
Jeb Bush is leading the U.S. presidential campaign by at least one measure: financial support from Wall Street.
by
Bloomberg News
Trump faulted the Federal Reserve for not having acted sooner. “Yellen is keeping rates too low, too long,” Trump said.
by
Bloomberg News
Goldman Sachs is dismissing about 20 analysts in offices including London and New York after discovering they had breached rules on internal training tests, said people familiar with the matter.
