The safety offered brokerage customers by the Securities Investor Protection Corp. is sorely lacking, critics told a Senate hearing.
Health care providers have to start using internationally developed standards to bill government programs and private insurers...
Blackstone Group LP, the world’s biggest alternative-asset manager, gathered $15.8 billion for the largest fund to invest in global real estate.
With the specter of a Federal Reserve interest-rate increase looming, Treasuries have topped other U.S. investments through the first three quarters of 2015.
As the labor market improves, so does the demand for office space.
A California man promised investors returns from an IPO of a company involved in amber deposits, the SEC says.
A Florida advisor was found guilty of stealing $800,000 from clients.
Billionaire stock pickers told their wealthy investors they lost money in September as market turmoil inflicted more pain on some of America's most prominent hedge funds.
Traders dumped exchange-traded funds tracking emerging-market stocks at the fastest pace in over a year last quarter amid concerns over the slowdown in China.
Investors waiting for U.S. stock indexes to test their August low should be aware that more than a third of equities are already there.
Financial advisors are in danger of losing their retirement plan clients if they do not make changes, Fidelity says.
Fine-tuning fixed-income assets to client needs, and even taking a quantitative approach, can help soothe client nerves in the volatile bond market.
Raymond James Financial CEO Paul Reilly says his firm is working hard to attract more women advisors, including to its executive ranks.
The Financial Industry Regulatory Authority mistakenly gave failing grades to 208 candidates for the Series 24 exam.
Pension advance lenders were accused of being deliberately deceptive Wednesday by Sen. Susan Collins.
Younger investors are the most enthusiastic users of ETFs, according to a Schwab survey.
Advisors are doing themselves—and young people—more harm than good by attempting to attract millennials and Generation X clients who likely don't need their services, says this retirement advisor.
For investors around the world, 2015 is turning into a year to forget...
One-in-four U.S. large-cap mutual funds have increased their stakes in energy companies this year and many have suffered heavier losses than their peers as a result of ill-timed bets.
U.S. stock investors waiting for the all-clear sign may need to brace themselves for another month of drama, if history is any guide.