FA News

Trump's Tax Plan Borrows From Republicans Who've Gone Before Him

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Donald Trump has portrayed himself as a different kind of Republican presidential candidate. His tax plan is mostly more of the same.

Florida Advisor Charged With Insider Trading

by FA Staff

SEC says Thomas Palermo and others profited from prior knowledge of pharmaceutical company sale.

Climate Pledges Still Lead To Temperature Overshoot, Study Says

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Pledges from nations to reduce greenhouse gases as part of a new U.N. agreement to fight climate change still won’t do the trick.

The Top Twelve Ways Advisors Waste Time And Money

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Financial advisors could be more efficient and earn more money, TD Ameritrade says.

Three Major Trends That Shaped Global Economy For Decades Are About to Change

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Governments and investors will have to adjust their game plans in a world of changing economic fundamentals.

Krawcheck To Start Women-Focused Digital Investing Platform

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Sallie Krawcheck, the former Bank of America and Citigroup executive, is adding a female-oriented investing platform to her ventures meant to promote women in business.

What Obama And Trump Can Teach Advisors About Social Media

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Marketing today means great content in real time, David Meerman Scott told attendees at FPA's annual conference.

Michael Kitces Trades Jabs With Leading Robo-Advisor

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FPA BE put two intelligent thought leaders in one room to battle on the topic of robo-advisors.

Reaves Launches Active Utilities ETF

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The industry’s first actively managed utilities ETF aims to stand out from the passive pack.

Employees Value SRI For Retirement Plans

by FA Staff

Participants in employer-sponsored retirement plans want socially responsible investing options, a study says.

NY Advisor Pumped And Dumped Barnes & Noble Stock, SEC Says

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A Park Avenue financial advisor has been barred from the securities industry for allegedly making a $168,000 profit when he inflated Barnes & Noble's share price by saying his firm was going to buy...

Pathstone, Federal Street Merge To Create $8 Billion Multifamily Office

by FA Staff

Pathstone Family Office (PFO) of Fort Lee, N.J...

Active Fund Management Has Strong Place In Current Market

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Two financial industry leaders talk about the current market and a manager's role in a Prudential webinar.

Will Advisors To Special Needs Clients Use ABLE Act Accounts?

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Many advisors are skeptical about the utility of the new accounts, which have disadvantages for users.

Discounts In Real Estate Stocks Set Stage For Buyout Spree

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Real estate investment trusts-- companies that own properties such as luxury hotels, office towers and shopping malls -- are trading at an almost 15 percent discount to what investors would pay for...

Familiar Faces Charged With Fraud in $72M Pump-and-Dump Scheme

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Six men, including a father and three sons, have been implicated in a $72 million pump-and-dump scheme involving the now defunct Bermuda-based Gerova Financial Group.

Florida Firms Merge To Create Unusual RIA

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Florida-based Private Wealth Alliance brings its rapport with institutional advisors to Independent Financial Partners' hybrid RIA, creating an unconventional new firm.

CFP Board: Consumers Want Advisors, But Don't Trust Them

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However, more consumers are looking to advisors to help, according the a CFP Board survey.

An ETF That Embraces Market Timing

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The Hull Tactical Asset Allocation Fund combines data and predictive analytics to time market movements.

LPL To Pay $1.4M Fine In Settlement For Non-Traded REIT Sales

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LPL Financial settles cases brought by state regulators over sales of non-traded REITs and leveraged ETFs.