FA News

BlackRock Sees Big Opportunities in Global Stocks

Financial advisors seeking the best place to invest their clients' assets should take a close look at emerging markets, which have delivered handsome rewards for investors in recent years despite...

UMAs: Who Knew?

   One-stop shopping has its appeal in many areas, including investing...

Heady Days For IPOs

   With more than 225 initial public offering deals expected to be compiled by December, this will be the busiest year for IPOs since 2001, said Linda Killian, a partner at...

MMI And FFIA Merge

The Money Management Institute (MMI) and the Forum for Investor Advice (FFIA) today announced the merger of their organizations, a move that joins two industry leaders in the financial services...

National Financial Rolls Out Recruiting And Development Tools

The financial advisory services business faces a dilemma: it's growing fast, but some firms don't have enough people to service that growth...

Complying With FINRA Online

The Financial Industry Regulatory Authority (FINRA) recently unveiled two programs on its website to help securities firms meet compliance and regulatory reporting requirements online...

60 Is The New 40: Plan For It

   Along with state-of-the-art financial products and services, investment advisors must embrace a major shift in client mindset if they want to effectively serve the 78 million...

529s An Underutilized Tool

   Many parents have misconceptions when it comes to saving for college, creating an opportunity for financial advisors to play an important role, according to the second annual...

Alumni Show Support For The American College

In a show of support for the professional education advanced by The American College, donors are saluting the efforts of the faculty and staff with a banner year in charitable donations...

Schwab Donates To College Financial Planning Programs

   Charles Schwab Foundation has pledged $1...

Solid Gains For Independent RIAs

    Independent registered investment advisor (RIA) firms' assets under management grew a median of 20 percent in 2006 and revenues increased at a median rate of 16 percent...

Gingrich: New York's Financial Crown In Peril

   Former House Speaker Newt Gingrich urged members of the financial services industry to adopt a grassroots campaign to save New York City as the world's financial center, a cause...

Fidelity Names New Boss For Institutional Services Business

   Fidelity Investments yesterday named Michael K. Clark to lead its institutional services business...

Focus Financial Acquires Five RIA Firms

Focus Financial Partners LLC, a partnership of independent, fiduciary wealth management firms, announced today that it expanded its network by adding five RIA firms with a total of $8 billion in...

Fidelity Launches Two New Retirement Income Products

Fidelity today announced two new retirement products-one combines professionally-managed asset allocation with a proprietary withdrawal program, the other is a deferred variable annuity...

Women Making Impact At Raymond James

Revenue on Raymond James Financial Services (RJFS) advisor's platform have tipped the $1 billion mark, an historic first for the firm...

Finding Income In Retirement-Income Planning

   The baby boomer-fueled retirement-income planning wave is coming and it might pinch the profit margins of advisors unless they have the products and fee structure to handle it...

Happy Days (Mostly) For RIAs

   Business was good for registered investment advisors in 2006...

Market Volatility? No Problem, Say Money Managers

   This summer's wild price swings in the markets hasn't fazed investment managers, according to a recent survey by Russell Investment Group...

Advisor Confidence Hits The Skids

Economic worries leave advisors with a gloomy near-term financial outlook, according to the The Advisor Confidence Index (ACI) put out by Rydex AdvisorBenchmarking Inc...