Upswing, Inc...
The second draft of the revised CFP ethics code has won the support of the Financial Planning Association, which was one of the chief foes of the original revision...
The Financial Planning Association is asking the Securities and Exchange Commission to clarify when a broker-dealer is considered exempt from the Investment Advisers Act of...
As investor awareness of market risk and the value of asset allocation have grown, non-traded real estate investment trusts (REITs) have become a major component of many...
Morningstar Inc...
Investors Capital Corp. has found a "casual" way to generate money for some serious causes...
All CFP certificants who provide financial planning services would be required to provide clients with the "care of a fiduciary" under a second revision of the CFP Board of...
The independent advisor custodial services market has in recent years been dominated by the Big Three. Now, however, the dominating companies are a foursome...
The Financial Planning Association pro bono support program-created five years ago to serve victims of the September 11 terror attacks-has received a $295,000 grant from the...
CRM Software, creators of the popular Junxure CRM software for advisors, has announced the release of Junxure ClientView 2.0. Unlike ClientView 1...
The CFP Board of Standards board of directors says it will release a second draft of its controversial ethical standards revisions at a public meeting on March...
The Hartford has launched an awareness campaign to capture a bigger chunk of the fast-growing employer retirement plan market. "This is truly an underserved market...
Fiduciary Network, a holding company created by former Undiscovered Managers CEO Mark Hurley and New York investor Howard Milstein, has agreed to acquire minority stakes in...
If the land of fiduciaries were a country, it would be one without rigidly defined borders. There is no Maginot Line. People have different opinions about who is a citizen here...
The latest entrant into the consolidation game, Private Wealth Management (PWM), opened its doors in mid-February...
Greg Friedman and Ken Golding, principals at CRM Software, the developers of Junxure CRM software and ClientView office management software, recently announced the formation of...
Advisors who custody assets with TD Ameritrade Institutional will soon be eligible to receive free form filling software developed by Laser App...
Morningstar Investment Services-the investment management arm of Morningstar Inc.-has launched a new separately managed account offering aimed at the independent advisor...
The Democratic takeover of Congress has many interest groups bracing for changes, including finance and tax executives, who seem pretty certain the new leadership will raise...
Investments advisors appear poised to accelerate their use of alternative investments such as hedge funds, real estate and commodities, according to a new poll...