Efficient technology implementation requires an examination of people and processes, in addition to products.
In Washington, almost anything will fly if you can make an argument it will benefit the middle class. It worked in the fight against requiring advisors to act in clients' best interests.
Active value is a methodology based on seeking out undervalued businesses undergoing significant strategic changes and taking advantage of these opportunities through investments across the...
This RIA cuts through the jargon and explains five steps to use in choosing hedge funds for your affluent clients.
What does passage of landmark health legislation mean for the economy and markets?
An investment in stocks of companies that provide both high- and growing-dividend income can benefit a retirement portfolio undergoing the duress of withdrawals.
Small business owners remain caught in a credit squeeze. Here's how advisors may be able to be able to help such clients.
Few financial advisors go into business because they love spending time thinking about their back-office and technology, but often find themselves dealing with too many back-office distractions...
A client with a need for income had her retirement assets slashed more than 40% to $500,000 as a result of the 2008 market crash. Here's how one advisor helped.
Some retirees don't realize that their spending plans are too simple-and flawed. An "endowment" spending policy may be a better choice.
Our writer tells how he learned to greatly appreciate his financial advisor when he faced the classic taxpayer's nightmare: an audit.
That's when opportunities emerge with clients and we solidify our bonds with them. Unfortunately, most advisors don't ask about parental care responsibilities.
Building a cash flow reserve ladder can help retirees avoid having to sell assets at the wrong time.
Americans are thinking less about a dream retirement and more about meeting basic needs. They especially are asking how to have a guaranteed income stream for retirement.
This Schwab fund manager is sticking to stocks in companies that are sitting on big cash reserves, do business in many places and have a track record of announcing pleasant surprises...
A prominent advisory firm shares its model diversified portfolio, suitable for a client in retirement.
A financial advisor suggests six areas to consider when helping clients decide when to take Social Security benefits.
Two well-known practice management and technology experts and Financial Advisor magazine will present the fifth annual T3: Technology Tools for Today conference in February.
Why affiliating with a broker-dealer makes sense for some advisors who want to go independent.
Warren Buffett has been criticizing the huge rewards for the financial industry.