Evan Simonoff is editor-in-chief and editorial director of Financial Advisor magazine, as well as editorial director of Private Wealth magazine. He has spent more than 15 years as an editor and reporter covering the financial services industry. Evan is a widely recognized expert on personal finance and investments.
On December 13, my morning was boring enough that I watched former Fed Chairman Alan Greenspan make an appearance on a show that has earned the soubriquet, Meet The Depressed...
At a regional meeting in New York sponsored by TD Ameritrade Institutional, several experts on regulatory affairs agreed that FINRA was likely to fail in its attempt to gain control over RIA...
Speaking at this year's Schwab Impact conference, Schwab's chief market strategist Liz Ann Sonders painted a surprisingly upbeat picture of the economic recovery...
For years, many sophisticated financial advisors and others have taken a very dim view of insured investment products, like variable annuities...
While advocating that both RIAs and brokers should be held to a fiduciary standard, SEC Chairman Mary Schapiro hinted that the agency might have to allow exemptions from that standard for certain...
The current rally in equity prices still "has a lot of legs left," Wharton School of Finance professor Jeremy Siegel told attendees at Pershing's annual INSITE conference in Hollywood, Fla...
As of this writing, Jim Putman, CEO and majority owner of Appleton, Wisc.-based Wealth Management Inc., is an innocent man...
Watching certain self-appointed spokesmen for free markets like Jack Welch howl with outrage about government involvement in business has a certain comical element to it...
There is "no reason" why the economy can't return to where it was 21 months ago in the summer of 2007, Forbes CEO Steve Forbes told attendees at JP Morgan Asset Management's 11th annual wealth...
With the stocks of leading publicly traded consolidators like NFP and Boston Private down by more than 75% over the last year and bank lending for acquisitions slowing to a trickle, M&A activity in...
The rash of Ponzi schemes involving RIAs, unregistered advisors and brokers raises many questions about regulators and advisors, and most of them are troubling...
Back in February, I spent an hour interviewing FPA's Robert Rodriguez, who made no effort to disguise his contempt for advisors, pension consultants and others who had dropped his fund because he...
In Congressional testimony and in a series of interviews last week, SEC chairwoman Mary Schapiro and FINRA CEO Richard Ketchum started to provide their blueprint for a new regulatory system of the...
In late February, I spent an afternoon interviewing Selected Funds' Chris Davis and the interview touched upon a variety of subjects, which you can read about in the April issue of Financial...
Watching the spectacle of buffoons in Congress fall all over themselves this week raging over the absurd bonuses at AIG, one could only hope that we were witnessing the level of populist outrage...