Seizing The Opportunity
If the FINRA Board of Governors begins making strides soon on these fronts, we can build positive momentum among large member firms that brings lasting improvements for years to come. But these changes will not happen on their own. They require effective representation on the FINRA Board from experienced leaders with forward-looking ideas.
This summer’s FINRA Board elections come at an important crossroads for our industry. It’s up to FINRA’s member firms to choose wisely.
Christopher Flint is CEO of ProEquities, Inc. a firm based in Birmingham, Alabama. He is currently seeking election to the Large Firm seat on the FINRA Board of Governors.