‘Absolutely False’

“That is absolutely false,” said Bursky, the lawyer. “We would like those people to step forward and identify themselves to Finra and the general public.”

John Thomas’s then-head of investment banking, Avi Mirman, was a manager of the JTF Facebook fund, according to the November filing. He was among at least nine John Thomas employees who left the firm this month to join Corinthian Partners LLC, another New York-based brokerage, Finra records show. They moved after Belesis’ brother George bought a stake in that company, Bursky said.

“Any statements by Mr. Mirman would have been consistent with the offering documents” for the Facebook fund, said Seth Taube, Mirman’s lawyer at Baker Botts LLP in New York. “There was no guarantee stock could be obtained and there was no guarantee of the price.”

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